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{{Review
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|name=Job Dronkers|AuthorID=120|
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Multifunctionality and Valuation in coastal zones: concepts, approaches, tools and case studies
 
  
The thematic ENCORA network on Multifunctionality and Evaluation (2006-2009) was established to address a twofold challenge: putting into evidence the problems arising from different and conflicting interests, pressures and impacts which originate from social and economic activities on coastal areas and discussing strategies for the integration of these conflicting interests into [[Integrated Coastal Zone Management (ICZM)|coastal management]] and decision making processes. The network focused on the following topics:
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'''Resilience and resistance'''
* the definition of basic concepts underlying different evaluation approaches
 
* the description of different approaches at the basis of evaluation strategies, and of
 
* tools and methodologies which can be applied to the evaluation in coastal zone management contexts.
 
* case studies that provide examples of application of various methodologies.
 
  
  
==Rationale of the thematic network==
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{{Definition|title=Resistance
Coastal zones include numerous different functions and uses which depend on the same limited resources and space. This fact frequently generates conflicts between different types of use. Furthermore, interventions regarding single functions of a [[coastal zone]] usually have important impacts on other uses within same area or on a vaster territorial scale. Impacts which [[Climate adaptation policies for the coastal zone|climate change]] is expected to have on Europe's are going to accentuate existing and create new conflicts among uses. Sustainable decision making and management in such multifunctional areas thus requires the capacity to consider all different economic and social spheres contemporaneously asks for the integration of different interests into the decision making process.  
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|definition= The capacity to weather a disturbance without loss (Lake 2013<ref name=L>Lake, P.S. 2013. Resistance, Resilience and Restoration. Ecological Management and Restoration 14: 20-24</ref>). }}
  
In this context, evaluation approaches offer tools and methodologies which allow the description, analysis and assessment of coastal systems, using rational and systematic procedures. Furthermore these approaches include the possibility of confronting interests and values of different users and actors coming from different economic and social areas on the basis of criteria and indicators for establishing hierarchies of values or for translating values into terms which can be understood by all actors. Using evaluation and assessment techniques, information is provided which can support shared decision making confronting interests of different stakeholders and users of the coastal area in a co-ordinated and rational manner.
 
  
[[Evaluation]], understood as a means of informing decision making, is of crucial importance for introducing multifunctionality aspects into coastal zone management. Albeit their great potential, evaluation techniques and integrated decision making are still scarcely employed in European coastal zone management. It is desirable that the development of tools facilitating the multifunctional challenge represented by [[coastal zone]]s should be brought further by a collaboration between scientists and practitioners and their use promoted further among coastal zone managers. Considerable progress can be made at the European level by networking activities to spread existing examples of good practice and research amongst European partners.
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{{Definition|title=Resilience
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|definition=(1) the capability to anticipate, prepare for, respond to, and recover from significant multihazard threats with minimum damage to social well-being, the economy, and the environment (sometimes called 'socio-ecological resilience')(Olsen et al. 2019<ref name=O>Olsson, S., Melvin, A. and Giles, S. (eds.) 2019. Climate change and ecosystems. Procs. Sackler Forum on Climate Change and Ecosystems, Washington, DC, November 8-9, 2018, organized by the National Academy of Sciences and The Royal Society</ref>);
  
== Concepts ==
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(2) the capability of a (socio-)ecological system to remain within a stability domain when subjected to environmental change, while continually changing and adapting yet remaining within critical thresholds (sometimes called 'general resilience') (Folke et al. 2010<ref name=F>Folke, C., Carpenter, S. R., Walker, B., Scheffer, M., Chapin, T. and Rockstrom, J. 2010. Resilience thinking: integrating resilience, adaptability and transformability. Ecology and Society 15(4): 20</ref>; Scheffer 2009<ref>Scheffer, M. 2009. Critical transitions in nature and society. Princeton University Press, Princeton, New Jersey, USA</ref>; Brand and Jax 2007<ref name=BJ>Brand, F.S. and K. Jax. 2007. Focusing the meaning(s) of resilience: resilience as a descriptive concept and a boundary object. Ecology and Society 12(1):23</ref>);
The definition of some basic concepts underlying evaluation approaches has been considered useful for the understanding of the proposed approaches and methodologies. These definitions consider the relationship between multifunctionality on the one side, being one of the characteristics of coastal areas which represent a major challenge for sustainable decision making and management, and evaluation on the other side, which can be used as a support for decision making in complex and multifunctional contexts.
 
  
A second important definition regards the term '''value''', as evaluation is used to attribute values to different options or to base decision making on rational judgements. In this context, the term [[economic value]] represents one of the basic concepts which allow for the adoption of a common measure for most of the values expressed by different actors.  
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(3) the capacity to experience shocks while retaining essentially the same function, structure, feedbacks, and therefore identity (sometimes called 'ecological resilience') (Brand and Jax 2007<ref name=BJ/>; DEFRA 2019<ref name=DEFRA>Haines‐Young, R. and Potschin. M. (eds.) 2010. The Resilience of Ecosystems to Environmental Change (RECCE). Overview Report, 27 pp. Defra Project Code: NR0134</ref>), which is closely related to the concept of 'ecosystem resistance': the amount of disturbance that a system can withstand before it shifts into a new regime or an alternative stable state (Holling 1973<ref>Holling, C.S. 1973. Resilience and stability of ecological systems. Annual Rev. Ecol. Syst. 4: 1–23. doi: 10.1146/annurev.es.04.110173.000245</ref>; Gunderson 2000<ref>Gunderson, L.H. 2000. Ecological Resilience - in Theory and Application. Annual Review of Ecology and Systematics 31:425-439.</ref>);
  
Although [[economic value]] represents an important concept for the measurement of the value  society attributes to a certain asset, some values may not be adapted to being measured directly in terms of market values, as they refer to objects which normally are not treated on markets. In those cases, the extension of the concept of value beyond the worth expressed by market values becomes relevant, introducing a concept of value which comprises, according to the theory of welfare economics, the benefit individuals derive from economic goods or services which not necessarily corresponds to the market value. The introduction of concept of individual benefit as a measure of social value allows for the evaluation of goods and services which cannot be exchanged on markets, such as natural resources. One of the most relevant concepts in this context is represented by the [[Non-use value: bequest value and existence value|existence value]] which expresses the benefit individuals gain from the existence of goods which are not used directly independent of present or future uses that will be made of these assets, allowing thus to introduce the value of the existence of categories as natural resources [[Defining marine biological value|biodiversity]] etc. into monetary evaluations.
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(4) the capacity of an ecosystem to regain its fundamental structure, processes, and functioning (or remain largely unchanged) despite stresses, disturbances, or invasive species (e.g., Hirota et al., 2011<ref>Hirota,M., Holmgren,M., Van Nes, E. H, and Scheffer,M. 2011. Global resilience of tropical forest and savanna to critical transitions. Science 334: 232–235. doi: 10.1126/science.1210657</ref>; Chambers et al., 2014<ref>Chambers, J. C., Bradley, B. A., Brown, C. S., D’Antonio, C., Germino, M. J., Grace, J. B., et al. 2014. Resilience to stress and disturbance, and resistance to Bromus tectorum L. invasion in the cold desert shrublands of western North America. Ecosystems 7: 360–375. doi: 10.1007/s10021-013-9725-5</ref>; Pope et al., 2014<ref>Pope, K. L., Allen, C. R., and Angeler, D. G. 2014. Fishing for resilience. T. N. Am. Fisheries Soc. 143: 467–478. doi: 10.1080/00028487.2014.880735</ref>; Seidl et al., 2016<ref>Seidl, R., Spies, T. A., Peterson, D. L., Stephens, S. L., and Hick, J. A. 2016. Searching for resilience: addressing the impacts of changing disturbance regimes on forest ecosystem services. J. Appl. Ecol. 53 : 120–129. doi: 10.1111/1365-2664.12511</ref>), which can be measured by the time needed to recover its original state (sometimes called 'engineering resilience'<ref name=L>Lake, P.S. 2013. Resistance, Resilience and Restoration. Ecological Management and Restoration 14: 20-24</ref>).  
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Whereas accurate measurement of values will be adequate in some cases of evaluation, not all values can be revealed with a congruent effort. In order to facilitate monitoring and decision making processes of complex contexts, [[indicators]] based on data easy to access or to measure are used. A concept which is commonly measured by indicators is represented by [[sustainable|sustainability]], where aggregated judgements on the performance of many different entities with respect to one option have to be produced, leading to the definition of specific sets of [[sustainability indicators]] which allow also for international confrontation of performances.
 
  
Some impacts from human activities are not continuous, but may occur only with a certain probability and a certain variance in the entity of damages caused. The concept of [[Environmental risk assessment of marine activities|risk analysis]] introduces the concept of considering and quantifying aspects of uncertainty in order to integrate them into evaluation.
 
The concept of [[Carrying capacity analysis|carrying capacity]] finally is based on the notion that [[ecosystems]] have a limited capacity of coping with environmental stresses. Approaches based on this concept point to a quantification of limits for socio-economic uses with respect to coastal systems, as for instance, tourism.
 
  
== Approaches ==
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==Introduction==
Based on the different concepts of values described, different approaches are applied to their assessment. As market values can easily be revealed and used for cost-benefit analyses those approaches based on market values represent the most common ones among evaluation approaches and have become quite widespread for the assessment of efficiency of an intervention.  
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Coastal and marine ecosystems are affected by environmental disturbance at a variety of spatio-temporal scales. The organisms inhabiting these systems are adapted to such disturbance, either by being tolerant of these conditions or by playing a role in one or more of the successional stages that follow during ecosystem recovery.
  
Cost benefit analysis, based on monetary measurement, can also be applied on the combined evaluation of values based on market values and non market values. In these cases different approaches can be applied to translate non market – values into monetary terms, in order to include the relative values in the cost-benefit analysis (for further detais see [[Socio-economic evaluation]]). Those approaches are based on the assumption that market goods, properly analyzed, can reveal preferences consumers have with regards to non – market goods. In this way an approximation of the social value attributed to a protected area can be elicited by a computation of expenses tourist make to visit the area or by the [[Hedonic Evaluation Approach|hedonic analysis]] of housing prices in the surroundings of the park. Whereas in this case as well as in the case of housing prices, the value of natural resources is derived from consumer preferences expressed (stated) on the market, a second category of expressions of consumer’s preferences regards the revealed preferences, as for instance the consumer’s (hypothetic) willingness to pay for a service or a good elicited with the help of questionnaires.  
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If all species in the system were tolerant to a particular perturbation, very little would change at the ecosystem level, and we could call the system resistant to this disturbance. However, often a disturbance, such as a temporary very low oxygen level, affects a substantial proportion of the organisms dramatically, either causing them to die, or forcing them to rapidly migrate to more favorable parts of the environment. Such an adverse disturbance could locally defaunate a certain volume in the pelagic or a certain area of hard or soft substrate. Such destruction at a local scale does not mean the end of local functioning. Usually organisms are available at a larger spatial scale that can re-colonize the affected area, according to their particular tolerances and abilities to favorably affect their local environment.  
  
In those cases where monetary values elicited in an indirect way do not represent a suitable scale for measurement, values can be expressed in terms of “preferences”, within approaches based on expert judgements and using techniques which allow for the comparison of multiple different criteria without a common measure.
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The term resilience has been defined in different ways, illustrated in the definition above. According to DEFRA (2019<ref name=DEFRA/>) there is limited consensus in the literature about how resilience can be characterized and assessed. The term resilience is sometimes used to represent some kind of normative proposition about what kinds of ecosystem characteristics are desirable or necessary in the context of sustainable development, reflecting particular cultural and philosophical assumptions<ref name=DEFRA/>. However, the resistance of an ecosystem (see the definition above) to changing conditions and the rate of recovery following some disruptive event are generally considered major components of resilience that can in principle be expressed in quantitative terms.  
Each of these three principal approaches to evaluation are described in a section.
 
  
== Tools and methodologies ==
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Other attributes such as the capacity of ecosystems to transform and adapt in the face of environmental change (i.e. system's ability to re-organize itself) are more difficult to translate to practice. According to Dawson et al. (2010<ref name=D>Dawson, T.P., Rounsevell, M.D.A., Kluvankova‐Oravska, T., Chobotova V. and Stirling, A. 2010. Dynamic properties of complex adaptive ecosystems: implications for the sustainability of services provision. Biodiversity and Conservation 19: 2843‐2853</ref>), resilience concerns the response of ecosystems to changing environmental conditions and must be looked at alongside other additional dynamic features, namely durability, robustness and stability. These concepts can be defined as<ref name=D/>:
The section tools and methodologies gives an overview on the state of the art in terms of tools for evaluation and assessment to be used in multifunctional coastal contexts. A specific attention has been paid to those tools which are able to integrate between different sectors and give account of different types of values, integrate broader social and economic aspects into project evaluations as in the case of [[regional economic accounting methods]]. The group of tools, based on the use of economic accounting at different spatial levels, is able to assess the economic impact generated by existing or planned activities of by foreseen events on the regional economic structure, basing the analysis on [[input-output matrix]]es of goods and services, [[supply chain analysis]] or on [[computable general equilibrium]] (CGE) models.  
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* Durability:  ability to cope with a chronic stress, but the source of this stress is endogenous;
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* Robustness: ability to recover or maintain the systems' social-ecological functions in the face of an external and chronic driver;
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* Stability:  system’s tolerance to transient and endogenous shocks or disruptions.
  
A further group of tools presented refers to approaches based on monetary valuation of non market values, either on the basis of stated [[Contingent Valuation Method]] or revealed preferences, as in the case of [[Hedonic Evaluation Approach|Hedonic Evaluation Approaches]] which use the decomposition of composite market values in order to estimate the component related to natural resources, or methods of [[Travel cost method|travel cost analysis]] which base the estimation of values of natural resources on the expenses made by individuals who make use of them for leisure time activities.  
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Both resistance and resilience cause an ecosystem to remain relatively unchanged when confronted to a disturbance, but in the case of resistance no internal re-organization and successional change is involved. In contrast, resilience implies that the system is internally re-organizing, perhaps through a mozaic of patches that are at different stages of re-assembly. System responses to changing environmental conditions are displayed schematically in Fig. 1, corresponding to different resilience characteristics.
For each of these tools a short description is made which helps to understand the use and the possible outcomes of the technique, and further readings are indicated for studies in detail of the applications.
 
 
The application of these evaluation techniques may be quite expensive in terms of time and data requirement, as direct investigation with the help of questionnaires is required. An alternative to direct evaluation is represented by tools which facilitate the [[Value Transfer|use of existing valuations to new evaluations]]. These tools can be used if data is available from sites with similar characteristics to those of the situation to be examined and allow for the transfer of values estimated in one site to another one.
 
  
Further tools for evaluation make use of [[Multicriteria techniques]], which allow for an assessment of policy options based not only on cost-benefit or cost-efficiency criteria, but also on non monetary values or on preferences. An important element of these instruments is the choice of criteria, which have to be shared and understood by all actors, using either predefined sets of criteria such as [[sustainability indicators]] or developing proper sets of criteria to be applied to the problem or development at the stake in the specific decision making process. Therefore the involvement of stakeholders is essential, as the participation of possibly all relevant actors into the decision making process can provide for sustainable and shared decisions. The application of multicriteria techniques is thus strongly connected to tools for [[stakeholder analysis]], as a preparatory tool in decision making processes. Further applicative tools in this sector are deliberation and decision support tools as well as knowledge mediation tools, which assist in structuring and informing decision making processes.
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[[Image:ResilienceTrajectories.jpg|thumb|900px|center|Figure 1. Schematic representation of the trajectories of a (socio-)ecological system in a plane defined by the system state (fundamental structure, processes, and functioning - vertical axis) and the change of environmental conditions (horizontal axis), for different resilience characteristics (a, b, c, d). The initial state corresponds to the position on the graph at the vertical axis (zero change in environmental conditions). In all situations the ecosystem is assumed to collapse irreversibly (down to the horizontal axis) when the change in environmental conditions is much greater than the systems' resistance. The angle <math>\alpha</math> represents the rate at which the system recovers when the change in environmental conditions is reduced (small <math>\alpha</math> means slow recovery, large <math>\alpha</math> means fast recovery). Panel a: Resilience characterized by high resistance (definition 3) and slow recovery (definition 4). Panel b: Resilience characterized by low resistance and fast recovery. Panel c: Resilience characterized by a shift to an alternative stable system state. Panel d: Low resilience, characterized by low resistance and slow recovery.]]
 
Information to be used in decision making processes is highly complex because of the variety of sectors to be considered as well as because of the complexity of single phenomena. Integrated System Frameworks help representing the links between causes, effects and reactions, facilitate the understanding of problems and assist and inform the choice of indicators for evaluation and monitoring (for further details see [[Policy instruments for integrated coastal zone management]])..
 
  
== Case studies ==
 
Case studies can provide a valuable source of information on possible applications of tools and approaches and to guide future studies across Europe. The collection of case studies presented gives an illustration of strategies for evaluating impacts from different socio-economic uses in [[coastal zone|coastal zones]], as for instance from [[Impacts caused by increasing urbanization|urbanization]] which represents one of the most relevant pressure on Mediterranean [[coastal zone|coastal zones]]. The study describes different approaches to evaluation of impacts of urbanization on values of coastal landscapes, on the benefits of property owners and of simple users of coastal zonesand concludes with suggestions for policy options apt to tackle this challenge. The case study on [[impacts from maritime transport]] presents the main findings of a large-scale [[Contingent Valuation Method|contingent valuation]] survey conducted after the Prestige [[oil spills|oil spill]] onto the north-western Spanish coast, considering mainly passive use value lost due to the [[oil spills|oil spill]] and illustrates practical/methodological aspects of the realization of the survey.
 
The case study on impacts from tourist uses of coastal zones represents results from a study on tourist ports based on [[regional economic accounting methods]], concluding that, considering also the indirect impacts of these activities, they might be less profitable than commonly expected.
 
The case study on [[Salinization adaptation and freshwater supply for agriculture in the Dutch Delta|salinization problems for agriculture in the Dutch delta]] gives insights on [[#Deliberation support tools|problem structuring]] within a participatory decision making process.
 
The case study on the [[Case study risk analysis of marine activities in the Belgian part of the North Sea |risks from maritime activities in the Belgian part of the North Sea]] illustrates the procedure of risk assessment based on the risks resulting from maritime transport for the Belgian coast where potential impacts on the natural environment can result from collisions, groundings, and other incidents either among ships or with fixed marine structures such as platforms or wind turbines.
 
  
==  Development and implementation of ICZM in EU coastal nations: present status, success factors and promising strategies – evidence from the evaluation of ICZM in Europe  ==
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When considering the potential effect of a certain type of disturbance it is thus useful to ask two questions:  
As put into evidence by the recent report of the evaluation of [[Integrated Coastal Zone Management (ICZM)]] in Europe <ref> Evaluation of Integrated Coastal Zone Management (ICZM) in Europe – final Report, 2006, http://ec.europa.eu/environment/iczm/pdf/evaluation_iczm_report.pdf</ref>, the integration between aspects of protection of natural resources and different conflicting interests of coastal uses has only partially been achieved. Conflicts between social and economic interests on the one side and [[ecosystems|ecosystem]] goals of conservation and re-naturation of coastal areas on the other still remain substantially unresolved in most national contexts. Frequently, economic interests tend to buy out ecological and social goals, including landscape conservation. In cases where a conciliation between conflicts has been achieved in national strategies, their translation into practical management or planning measures results difficult.  
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# Will the species of this system be able to tolerate it (implying resistance), and if not,
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# Is recovery possible through a successional trajectory, back to the same, or at least a desirable, ecosystem state (implying resilience)?
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Resistance breaks down when uni-directional ongoing change acts faster than the organisms' ability to adapt their tolerances. If uni-directional ongoing change is this fast (even if gradual), the system will not be sufficiently resilient either, as full recovery through succession will then not be possible. Recovery from sudden and local disturbance is often possible through recolonization, but the rate of recovery will depend crucially on the spatial extent of disturbance. For example, recovery from anoxia could take 5 to 8 months at the scale of square meters (Rossi et al. 2009<ref name=R>Rossi, F., Vos, M. & Middelburg, J.J. 2009. Species identity, diversity and microbial carbon flow in reassembling macrobenthic communities. Oikos 118: 503-512.</ref>), but could take 5 to 8 years at the scale of a whole bay (Diaz & Rosenberg 1995<ref>Diaz, R.J. & Rosenberg, R. 1995. Marine benthic hypoxia: a review of its ecological effects and the behavioural responses of benthic macrofauna. Oceanogr. Mar. Biol. Annu. Rev. 33:245-303.</ref>).  
  
Existing management strategies either disregard the aspects of conservation of [[Conservation and restoration of coastal and estuarine habitats|coastal and marine natural areas]] or, if these goals are addressed, fail in addressing relevant economic and social dimensions of coastal areas, and very often goals of economic development succeed in dominating upon aims of nature conservation. The difficulty of developing holistic and integrated approaches is observed as a shortcoming in most of the national strategies analyzed.  
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According to definition (4), the speed at which an ecosystem returns to its former state following a (minor) disturbance can be considered a measure of resilience. The idea is that a system with a short return time is more resilient than one with a long return time. Such resilience measured as (1 / the return time to a stable equilibrium) has also been called ''engineering resilience''. It has however a long history of use among ecologists (Pimm 1982<ref>Pimm, S.L. 1982. Food Webs. The University of Chicago Press.</ref>, DeAngelis 1992<ref>DeAngelis, D.L. 1992. Dynamics of Nutrient Cycling and Food Webs. Chapman and Hall, London.</ref>, Vos et al. 2005<ref>Vos, M., Kooi, B.W., DeAngelis, D.L. & Mooij, W.M. 2005. Inducible defenses in food webs. In: Dynamic Food Webs. Multispecies Assemblages, Ecosystem Development and Environmental Change. Eds. P.C. de Ruiter, V. Wolters & J.C. Moore. Academic Press. Pp. 114-127.</ref>). Resilience is also used in a way that more closely resembles the definition of resistance. ''Ecological resilience'' was defined as the amount of disturbance that an ecosystem could withstand without changing self-organized processes and structures (definition 3).
  
With regards to single relevant impacts, some improvements have been achieved in terms of cross-sectoral interests: for instance, tourism-driven interest on high bathing water quality has successfully succeeded in translating an environmental goal of clean water into an economic one, contributing to an improvement of water quality and soliciting investments for wastewater treatment in some countries. Nevertheless tourism sector results to be, in the Mediterranean area and in Portugal, the main driver of uncontrolled and apparently uncontrollable urbanization increasing the [[Pressures, impacts and policy responses in European coastal zones|pressure by socio-economic activities on coastal areas]].  
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Resilience of coastal systems largely depends on biodiversity, which is a major requirement for allowing ecosystems to adapt to changing conditions. The human impact on the environment through pollution, fisheries, sediment erosion / deposition and global climate change has brought about much faster change than would occur under natural conditions, putting severe stress on many ecosystems. Without genetic diversity, natural selection cannot occur and if natural selection is limited, adaptation is impossible. Preservation of biodiversity and, more specifically, genetic diversity is therefore of paramount importance for successful adaptation to our rapidly changing environments. However, biodiversity may not always protect ecosystems from major abiotic disturbances (Folke et al. 2004<ref>Folke, C., Carpenter, S., Walker, B., Scheffer, M., Elmqvist, T., Gunderson, L. & Holling, C.S. 2004. Regime Shifts, Resilience, and Biodiversity in Ecosystem Management. Annual Review of Ecolog and Systematics 35:557-581.</ref>).
  
With regards to tools to be used for the implementation of the EU Recommendation related to the integration of aspects of multifunctionality in coastal zone management practice, the report presented by the working group on Indicators <ref> Report on the use of the ICZM indicators from the WG- ID, September 2006; http://ec.europa.eu/environment/iczm/pdf/report_wgid.pdf</ref> states that the use of the common assessment framework of indicators is still very fragmentary and that only a few countries and regions have started the data collection on the base of the recommended set of indicators.
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==Resilience through recolonization==
  
== Future challenges for integration of multifunctionality in coastal zones ==
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To understand resilience of ecosystems it is essential to understand what drives succession within these ecosystems. Succession determines how, and how fast, communities return to their original state, or perhaps enter a new state. Many aspects of succession can be understood in terms of trade-offs between the ability to be either a good early (re)colonizer, or a good competitor. Succession involves a gradual replacement of colonizer/competitor species according to the degree to which they tolerate, facilitate or inhibit certain environmental conditions and other species (Rossi et al. 2009<ref name=R/>). The extent to which processes of (re)colonization and succession can take place largely determines the recovery of ecosystems after major disruption and is therefore an essential characteristic of the resilience of ecosystems.  
Conflicts in coastal zones, which at present conditions are already difficult to conceal, will only be exacerbated by the consequences of [[climate change]].  Coastal zones along with their activities and services that are provided for society will be interested in the consequences of [[sea level rise]], more frequent storm surges and by general impacts of changes in climate such as heat waves, reduced rainfall with all consequences on water resources etc. The challenge of economic assessments and of policies acting on integration between social, economic and natural resources will lay in the support for decision making for adaptation strategies, confronting social, economic and ecologic advantages of alternative adaptation tools, and putting into relationship economic efforts made in terms of mitigation and adaptation with benefits from reduced vulnerability and increased resilience (further details in the article [[Climate adaptation policies for the coastal zone]]).  
 
  
The discrepancy between a set of tools which facilitate the integration of different sectoral aspects and the still predominantly sector- oriented management practices in European coastal zones represents a challenge to be considered for future action, although the problem will finding a solution not exclusively on a technical level of new or improved tools but first of all in the field of proactive policies.  
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In this context, it is important to consider the spatial component of ecosystem resilience. Diversity of structurally and functionally connected landscapes, rich in resources and species, promotes the flow or movement of individuals, genes, and ecological processes. Below certain thresholds of connectivity the capacity to regain structure and function after perturbation is lost (Holl and Aide, 2011; Rudnick et al., 2012;McIntyre et al., 2014; Rappaport et al., 2015; Ricca et al., 2018). Chambers et al. (2019<ref name=CAC>Chambers, J.C., Allen, C.R. and Cushman, S.A. 2019. Operationalizing Ecological Resilience Concepts for Managing Species and Ecosystems at Risk. Front. Ecol. Evol. 7:241. doi: 10.3389/fevo.2019.00241</ref>), based on Allen et al. (2016<ref> Allen, C. R., Angeler, D. G., Cumming, G. S., Folk, C., Twidwell, D., and Uden, D. R. 2016. Quantifying spatial resilience. J. Appl. Ecol. 53, 625–635. doi: 10.1111/1365-2664.12634</ref>), have therefore introduced the concept of  'spatial resilience', which is a measure of how spatial attributes, processes, and feedbacks vary over space and time in response to disturbances and affect the resilience of ecosystems. Self-organization through strong feedbacks at multiple scales and high levels of functional diversity and redundancy, stabilizes the system with respect to disturbances within the range of historic variability.
  
A challenge of a different character is represented by the need of adaptation to impacts and the consideration of risks that will be generated by climate change on European coastal zones which is expected to affect generally the opportunities and threats for economic activities in coastal zones. In this context, the evaluation of risks generated by future changes will become an integrated component of future planning activities in coastal zones.
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When creating Marine Protected Areas, the sources of populations at all stages of succession should be protected, to preserve 'ecological memory' to the fullest possible extent. This includes protecting not only 'high quality' habitats that harbour healthy mature communities, but also 'low quality' and disturbed habitats that are required for those species that contribute to early recovery of perturbed areas (Rossi et al. 2009<ref name=R/>). The selection of Marine Protected Areas thus involves evaluating
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the number, size, and spatial configuration of habitat fragments and degree of connectivity required to support restoration of ecosystems and conservation of focal habitats and species<ref name=CAC/><ref name=O/>.
  
==Conclusions==
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==Resistance to changes in abiotic and biotic factors==
Although throughout recognized as an important issue, integration of aspects deriving from socio-economic pressures into coastal zone management processes is still at its beginning. Strategies and instruments for facilitating integration exist to some extent, but, although approved at a scientific level, they are scarcely used at a day-to-day practice in coastal zone management. The lack of integration of economic and social factors into management strategies and decision making processes seriously hampers good practice in coastal zone management, as conflicts between uses are shifted to the implementation phase, with the risk of strategies and decisions being altered in an uncontrolled manner.
 
  
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Community composition and ecosystem function may change very little under environmental change when the organisms can adapt to such change or tolerate it for some time (when the change is only temporary). However, all organisms have bounds to what they can temporarily or permanently tolerate, and when change exceeds some of these limits, the community composition and ecosystem functioning is likely to change.
  
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It is unlikely that communities can be resistant to ongoing gradual change, such as global warming. Acclimation and phenotypic plasticity do not suffice to maintain the system as it is. Genetic adaptation could allow community members to track such abiotic environmental change, but it is more likely that the area where the community is functioning will be invaded by species that function well at higher temperatures. The original species will thus have to deal with new competitors and predators, in addition to the changed abiotic factor. To some extent the original community can track the preferred temperature range, by moving spatially to greater depths or to alternative geographic areas. But these new areas are likely to differ in other ecological aspects such as water pressure, light climate and perhaps speeds of water flow etc.
  
==See for more detailed information on concepts, approaches and tools ==
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==Adaptation and the consequences of mortality at different trophic levels==
  
:[[Tools for valuation assessments]] – overview of methods.
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External disturbance interacts with internal mechanisms that shape community structure. To understand how an increased mortality of top-predators will affect the entire food chain, it is essential to understand how processes of mutual adaptation within food chains already give shape to existing patterns such as trophic structure (how biomass in ecosystems is partitioned between trophic levels).
:[[Defining marine biological value]] - different ways of defining the value of biodiversity.
 
:[[Biodiversity as a marine valuation concept]] – valuation of biodiversity including biodiversity structure and ecosystem functioning.
 
:[[Total Economic Value]] - TEV is composed by use values, option values and non-use components.
 
:[[Economic Value]] - defining a price for the environment.
 
:[[Hedonic Evaluation Approach]] - value connected to present and, with some caution, future uses.
 
:[[Non-use value: bequest value and existence value]] - a value associated that does not concern our use, either direct or indirect, of the environment, its resources or services.
 
:[[Values of amenities in coastal zones]] – value of landscapes to those who benefit.
 
:[[Contingent Valuation Method]] - economic, non-market based valuation method especially used to infer individual’s preferences for public goods, notably environmental quality.
 
:[[Travel cost method]] – method for estimating the use values of recreational sites.
 
:[[Value Transfer]] – use values obtained from one site for other sites with close characteristics.
 
:[[Socio-economic evaluation]] – overview of different methods to assess socio-economic impacts.
 
:[[Regional economic accounting methods]] – assessment of the direct and indirect socioeconomic impact of changes in the environment on the regional economy.
 
:[[Evaluate non market value of fishing activities]] – willingness to pay for attributes such as the presence of a fishing harbour.
 
:[[Green accounting]] - Directly Expanded National Accounts = national accounts expanded with environmental information in physical or monetary units, or both.
 
:[[Computable general equilibrium]] - class of economic models that use actual economic data to estimate how an economy might react to changes in policy, technology or other external factors.
 
:[[Input-output matrix]] - representation of national or regional economic accounting that records the ways industries trade with one another as well as produce for consumption and investments.
 
:[[Integrated Assessment]] - interdisciplinary approach to assessment based on combining, interpreting and communicating knowledge from diverse scientific disciplines.
 
:[[Multicriteria techniques]] - integrate into the decision process quantified economic aspects as well as non-economic aspects that cannot be quantified in monetary terms.
 
:[[Supply chain analysis]] - the complete sequence of operations and added value from the raw material to intermediate products to final consumer products.
 
:[[Carrying capacity analysis]] - the growth limits an area can accommodate without violating environmental capacity goals.
 
  
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Abundances at different trophic levels (such as algae, herbivores, carnivores and top-predators) and their responses to increased mortality (as under environmental change) depend critically on different mechanisms of adaptation within food chains and on the importance of population density at each of these trophic levels. However, different types of adaptation to living in a food chain context (balancing the need to acquire resources with the need to avoid predation) can often have similar consequences. For example, micro-evolution of behaviour, species replacement and induced defenses at a middle trophic level may all have similar effects on trophic level abundances in disturbed food chains (Abrams and Vos 2003<ref>Abrams, P.A & Vos, M. 2003. Adaptation, density dependence and the responses of trophic level abundances to mortality. Evolutionary Ecology Research 5: 1113-1132</ref>).
  
== References ==
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==Related articles==
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:[[Integrated Coastal Zone Management (ICZM)]]
 +
:[[Thresholds of environmental sustainablility]]
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:[[Sustainability indicators]]
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==References==
 
<references/>
 
<references/>
  
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{{author
 
{{author
|AuthorID=12523
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|AuthorID=11928
|AuthorName=Margaretha
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|AuthorFullName=Vos, Matthijs
|AuthorFullName=Margaretha Breil}}
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|AuthorName=Matthijs}}
  
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[[Category:Coastal and marine ecosystems]]
 
[[Category:Integrated coastal zone management]]
 
[[Category:Integrated coastal zone management]]
[[Category:Principles and concepts in integrated coastal zone management]]
 
[[Category:Evaluation and assessment in coastal management]]
 

Revision as of 15:04, 24 August 2020



Resilience and resistance


Definition of Resistance:
The capacity to weather a disturbance without loss (Lake 2013[1]).
This is the common definition for Resistance, other definitions can be discussed in the article


Definition of Resilience:
(1) the capability to anticipate, prepare for, respond to, and recover from significant multihazard threats with minimum damage to social well-being, the economy, and the environment (sometimes called 'socio-ecological resilience')(Olsen et al. 2019[2]);

(2) the capability of a (socio-)ecological system to remain within a stability domain when subjected to environmental change, while continually changing and adapting yet remaining within critical thresholds (sometimes called 'general resilience') (Folke et al. 2010[3]; Scheffer 2009[4]; Brand and Jax 2007[5]);

(3) the capacity to experience shocks while retaining essentially the same function, structure, feedbacks, and therefore identity (sometimes called 'ecological resilience') (Brand and Jax 2007[5]; DEFRA 2019[6]), which is closely related to the concept of 'ecosystem resistance': the amount of disturbance that a system can withstand before it shifts into a new regime or an alternative stable state (Holling 1973[7]; Gunderson 2000[8]);

(4) the capacity of an ecosystem to regain its fundamental structure, processes, and functioning (or remain largely unchanged) despite stresses, disturbances, or invasive species (e.g., Hirota et al., 2011[9]; Chambers et al., 2014[10]; Pope et al., 2014[11]; Seidl et al., 2016[12]), which can be measured by the time needed to recover its original state (sometimes called 'engineering resilience'[1]).
This is the common definition for Resilience, other definitions can be discussed in the article


Introduction

Coastal and marine ecosystems are affected by environmental disturbance at a variety of spatio-temporal scales. The organisms inhabiting these systems are adapted to such disturbance, either by being tolerant of these conditions or by playing a role in one or more of the successional stages that follow during ecosystem recovery.

If all species in the system were tolerant to a particular perturbation, very little would change at the ecosystem level, and we could call the system resistant to this disturbance. However, often a disturbance, such as a temporary very low oxygen level, affects a substantial proportion of the organisms dramatically, either causing them to die, or forcing them to rapidly migrate to more favorable parts of the environment. Such an adverse disturbance could locally defaunate a certain volume in the pelagic or a certain area of hard or soft substrate. Such destruction at a local scale does not mean the end of local functioning. Usually organisms are available at a larger spatial scale that can re-colonize the affected area, according to their particular tolerances and abilities to favorably affect their local environment.

The term resilience has been defined in different ways, illustrated in the definition above. According to DEFRA (2019[6]) there is limited consensus in the literature about how resilience can be characterized and assessed. The term resilience is sometimes used to represent some kind of normative proposition about what kinds of ecosystem characteristics are desirable or necessary in the context of sustainable development, reflecting particular cultural and philosophical assumptions[6]. However, the resistance of an ecosystem (see the definition above) to changing conditions and the rate of recovery following some disruptive event are generally considered major components of resilience that can in principle be expressed in quantitative terms.

Other attributes such as the capacity of ecosystems to transform and adapt in the face of environmental change (i.e. system's ability to re-organize itself) are more difficult to translate to practice. According to Dawson et al. (2010[13]), resilience concerns the response of ecosystems to changing environmental conditions and must be looked at alongside other additional dynamic features, namely durability, robustness and stability. These concepts can be defined as[13]:

  • Durability: ability to cope with a chronic stress, but the source of this stress is endogenous;
  • Robustness: ability to recover or maintain the systems' social-ecological functions in the face of an external and chronic driver;
  • Stability: system’s tolerance to transient and endogenous shocks or disruptions.

Both resistance and resilience cause an ecosystem to remain relatively unchanged when confronted to a disturbance, but in the case of resistance no internal re-organization and successional change is involved. In contrast, resilience implies that the system is internally re-organizing, perhaps through a mozaic of patches that are at different stages of re-assembly. System responses to changing environmental conditions are displayed schematically in Fig. 1, corresponding to different resilience characteristics.

Figure 1. Schematic representation of the trajectories of a (socio-)ecological system in a plane defined by the system state (fundamental structure, processes, and functioning - vertical axis) and the change of environmental conditions (horizontal axis), for different resilience characteristics (a, b, c, d). The initial state corresponds to the position on the graph at the vertical axis (zero change in environmental conditions). In all situations the ecosystem is assumed to collapse irreversibly (down to the horizontal axis) when the change in environmental conditions is much greater than the systems' resistance. The angle [math]\alpha[/math] represents the rate at which the system recovers when the change in environmental conditions is reduced (small [math]\alpha[/math] means slow recovery, large [math]\alpha[/math] means fast recovery). Panel a: Resilience characterized by high resistance (definition 3) and slow recovery (definition 4). Panel b: Resilience characterized by low resistance and fast recovery. Panel c: Resilience characterized by a shift to an alternative stable system state. Panel d: Low resilience, characterized by low resistance and slow recovery.


When considering the potential effect of a certain type of disturbance it is thus useful to ask two questions:

  1. Will the species of this system be able to tolerate it (implying resistance), and if not,
  2. Is recovery possible through a successional trajectory, back to the same, or at least a desirable, ecosystem state (implying resilience)?

Resistance breaks down when uni-directional ongoing change acts faster than the organisms' ability to adapt their tolerances. If uni-directional ongoing change is this fast (even if gradual), the system will not be sufficiently resilient either, as full recovery through succession will then not be possible. Recovery from sudden and local disturbance is often possible through recolonization, but the rate of recovery will depend crucially on the spatial extent of disturbance. For example, recovery from anoxia could take 5 to 8 months at the scale of square meters (Rossi et al. 2009[14]), but could take 5 to 8 years at the scale of a whole bay (Diaz & Rosenberg 1995[15]).

According to definition (4), the speed at which an ecosystem returns to its former state following a (minor) disturbance can be considered a measure of resilience. The idea is that a system with a short return time is more resilient than one with a long return time. Such resilience measured as (1 / the return time to a stable equilibrium) has also been called engineering resilience. It has however a long history of use among ecologists (Pimm 1982[16], DeAngelis 1992[17], Vos et al. 2005[18]). Resilience is also used in a way that more closely resembles the definition of resistance. Ecological resilience was defined as the amount of disturbance that an ecosystem could withstand without changing self-organized processes and structures (definition 3).

Resilience of coastal systems largely depends on biodiversity, which is a major requirement for allowing ecosystems to adapt to changing conditions. The human impact on the environment through pollution, fisheries, sediment erosion / deposition and global climate change has brought about much faster change than would occur under natural conditions, putting severe stress on many ecosystems. Without genetic diversity, natural selection cannot occur and if natural selection is limited, adaptation is impossible. Preservation of biodiversity and, more specifically, genetic diversity is therefore of paramount importance for successful adaptation to our rapidly changing environments. However, biodiversity may not always protect ecosystems from major abiotic disturbances (Folke et al. 2004[19]).

Resilience through recolonization

To understand resilience of ecosystems it is essential to understand what drives succession within these ecosystems. Succession determines how, and how fast, communities return to their original state, or perhaps enter a new state. Many aspects of succession can be understood in terms of trade-offs between the ability to be either a good early (re)colonizer, or a good competitor. Succession involves a gradual replacement of colonizer/competitor species according to the degree to which they tolerate, facilitate or inhibit certain environmental conditions and other species (Rossi et al. 2009[14]). The extent to which processes of (re)colonization and succession can take place largely determines the recovery of ecosystems after major disruption and is therefore an essential characteristic of the resilience of ecosystems.

In this context, it is important to consider the spatial component of ecosystem resilience. Diversity of structurally and functionally connected landscapes, rich in resources and species, promotes the flow or movement of individuals, genes, and ecological processes. Below certain thresholds of connectivity the capacity to regain structure and function after perturbation is lost (Holl and Aide, 2011; Rudnick et al., 2012;McIntyre et al., 2014; Rappaport et al., 2015; Ricca et al., 2018). Chambers et al. (2019[20]), based on Allen et al. (2016[21]), have therefore introduced the concept of 'spatial resilience', which is a measure of how spatial attributes, processes, and feedbacks vary over space and time in response to disturbances and affect the resilience of ecosystems. Self-organization through strong feedbacks at multiple scales and high levels of functional diversity and redundancy, stabilizes the system with respect to disturbances within the range of historic variability.

When creating Marine Protected Areas, the sources of populations at all stages of succession should be protected, to preserve 'ecological memory' to the fullest possible extent. This includes protecting not only 'high quality' habitats that harbour healthy mature communities, but also 'low quality' and disturbed habitats that are required for those species that contribute to early recovery of perturbed areas (Rossi et al. 2009[14]). The selection of Marine Protected Areas thus involves evaluating the number, size, and spatial configuration of habitat fragments and degree of connectivity required to support restoration of ecosystems and conservation of focal habitats and species[20][2].

Resistance to changes in abiotic and biotic factors

Community composition and ecosystem function may change very little under environmental change when the organisms can adapt to such change or tolerate it for some time (when the change is only temporary). However, all organisms have bounds to what they can temporarily or permanently tolerate, and when change exceeds some of these limits, the community composition and ecosystem functioning is likely to change.

It is unlikely that communities can be resistant to ongoing gradual change, such as global warming. Acclimation and phenotypic plasticity do not suffice to maintain the system as it is. Genetic adaptation could allow community members to track such abiotic environmental change, but it is more likely that the area where the community is functioning will be invaded by species that function well at higher temperatures. The original species will thus have to deal with new competitors and predators, in addition to the changed abiotic factor. To some extent the original community can track the preferred temperature range, by moving spatially to greater depths or to alternative geographic areas. But these new areas are likely to differ in other ecological aspects such as water pressure, light climate and perhaps speeds of water flow etc.

Adaptation and the consequences of mortality at different trophic levels

External disturbance interacts with internal mechanisms that shape community structure. To understand how an increased mortality of top-predators will affect the entire food chain, it is essential to understand how processes of mutual adaptation within food chains already give shape to existing patterns such as trophic structure (how biomass in ecosystems is partitioned between trophic levels).

Abundances at different trophic levels (such as algae, herbivores, carnivores and top-predators) and their responses to increased mortality (as under environmental change) depend critically on different mechanisms of adaptation within food chains and on the importance of population density at each of these trophic levels. However, different types of adaptation to living in a food chain context (balancing the need to acquire resources with the need to avoid predation) can often have similar consequences. For example, micro-evolution of behaviour, species replacement and induced defenses at a middle trophic level may all have similar effects on trophic level abundances in disturbed food chains (Abrams and Vos 2003[22]).


Related articles

Integrated Coastal Zone Management (ICZM)
Thresholds of environmental sustainablility
Sustainability indicators


References

  1. 1.0 1.1 Lake, P.S. 2013. Resistance, Resilience and Restoration. Ecological Management and Restoration 14: 20-24
  2. 2.0 2.1 Olsson, S., Melvin, A. and Giles, S. (eds.) 2019. Climate change and ecosystems. Procs. Sackler Forum on Climate Change and Ecosystems, Washington, DC, November 8-9, 2018, organized by the National Academy of Sciences and The Royal Society
  3. Folke, C., Carpenter, S. R., Walker, B., Scheffer, M., Chapin, T. and Rockstrom, J. 2010. Resilience thinking: integrating resilience, adaptability and transformability. Ecology and Society 15(4): 20
  4. Scheffer, M. 2009. Critical transitions in nature and society. Princeton University Press, Princeton, New Jersey, USA
  5. 5.0 5.1 Brand, F.S. and K. Jax. 2007. Focusing the meaning(s) of resilience: resilience as a descriptive concept and a boundary object. Ecology and Society 12(1):23
  6. 6.0 6.1 6.2 Haines‐Young, R. and Potschin. M. (eds.) 2010. The Resilience of Ecosystems to Environmental Change (RECCE). Overview Report, 27 pp. Defra Project Code: NR0134
  7. Holling, C.S. 1973. Resilience and stability of ecological systems. Annual Rev. Ecol. Syst. 4: 1–23. doi: 10.1146/annurev.es.04.110173.000245
  8. Gunderson, L.H. 2000. Ecological Resilience - in Theory and Application. Annual Review of Ecology and Systematics 31:425-439.
  9. Hirota,M., Holmgren,M., Van Nes, E. H, and Scheffer,M. 2011. Global resilience of tropical forest and savanna to critical transitions. Science 334: 232–235. doi: 10.1126/science.1210657
  10. Chambers, J. C., Bradley, B. A., Brown, C. S., D’Antonio, C., Germino, M. J., Grace, J. B., et al. 2014. Resilience to stress and disturbance, and resistance to Bromus tectorum L. invasion in the cold desert shrublands of western North America. Ecosystems 7: 360–375. doi: 10.1007/s10021-013-9725-5
  11. Pope, K. L., Allen, C. R., and Angeler, D. G. 2014. Fishing for resilience. T. N. Am. Fisheries Soc. 143: 467–478. doi: 10.1080/00028487.2014.880735
  12. Seidl, R., Spies, T. A., Peterson, D. L., Stephens, S. L., and Hick, J. A. 2016. Searching for resilience: addressing the impacts of changing disturbance regimes on forest ecosystem services. J. Appl. Ecol. 53 : 120–129. doi: 10.1111/1365-2664.12511
  13. 13.0 13.1 Dawson, T.P., Rounsevell, M.D.A., Kluvankova‐Oravska, T., Chobotova V. and Stirling, A. 2010. Dynamic properties of complex adaptive ecosystems: implications for the sustainability of services provision. Biodiversity and Conservation 19: 2843‐2853
  14. 14.0 14.1 14.2 Rossi, F., Vos, M. & Middelburg, J.J. 2009. Species identity, diversity and microbial carbon flow in reassembling macrobenthic communities. Oikos 118: 503-512.
  15. Diaz, R.J. & Rosenberg, R. 1995. Marine benthic hypoxia: a review of its ecological effects and the behavioural responses of benthic macrofauna. Oceanogr. Mar. Biol. Annu. Rev. 33:245-303.
  16. Pimm, S.L. 1982. Food Webs. The University of Chicago Press.
  17. DeAngelis, D.L. 1992. Dynamics of Nutrient Cycling and Food Webs. Chapman and Hall, London.
  18. Vos, M., Kooi, B.W., DeAngelis, D.L. & Mooij, W.M. 2005. Inducible defenses in food webs. In: Dynamic Food Webs. Multispecies Assemblages, Ecosystem Development and Environmental Change. Eds. P.C. de Ruiter, V. Wolters & J.C. Moore. Academic Press. Pp. 114-127.
  19. Folke, C., Carpenter, S., Walker, B., Scheffer, M., Elmqvist, T., Gunderson, L. & Holling, C.S. 2004. Regime Shifts, Resilience, and Biodiversity in Ecosystem Management. Annual Review of Ecolog and Systematics 35:557-581.
  20. 20.0 20.1 Chambers, J.C., Allen, C.R. and Cushman, S.A. 2019. Operationalizing Ecological Resilience Concepts for Managing Species and Ecosystems at Risk. Front. Ecol. Evol. 7:241. doi: 10.3389/fevo.2019.00241
  21. Allen, C. R., Angeler, D. G., Cumming, G. S., Folk, C., Twidwell, D., and Uden, D. R. 2016. Quantifying spatial resilience. J. Appl. Ecol. 53, 625–635. doi: 10.1111/1365-2664.12634
  22. Abrams, P.A & Vos, M. 2003. Adaptation, density dependence and the responses of trophic level abundances to mortality. Evolutionary Ecology Research 5: 1113-1132



The main author of this article is Vos, Matthijs
Please note that others may also have edited the contents of this article.

Citation: Vos, Matthijs (2020): Testpage3. Available from http://www.coastalwiki.org/wiki/Testpage3 [accessed on 26-04-2024]